Navigating the Complexities of Compliance

WMTV on Location brought to you by Sponsored Content Practice Management>Client Relations Navigating the Complexities of Compliance By approaching compliance as a strategic opportunity rather than a regulatory burden, advisors can successfully navigate the maze and build a stronger practice.

 

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Dave Hauer, chief compliance officer at United Planners, explains how they work with advisors in a true partnership to help them navigate the complexities of compliance, while still maintaining the firm's culture. 

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Originally posted on: https://www.wealthmanagement.com/client-relations/navigating-complexities-compliance