Finance News
Mercer Adds $1.4B in Assets From California, Texas Acquisitions
Mercer is expanding its footprint in California and Texas and bolstering its estate planning capabilities with two deals announced this week.
By NB
Aug 3, 2023
Questions Advisors Should Ask About Life Settlement Proposals
The discourse has to move on from marketing platitudes to practical guidance for policyholders and their advisors.
By NB
Aug 3, 2023
California Says No to NINGs and Don’t to DINGs
They’ll be treated as grantor trusts for state income tax purposes.
By NB
Aug 3, 2023
SEC Fears Some B/Ds Fall Short in Anti-Money Laundering Compliance
In a new risk alert, SEC examiners stressed that firms have appropriate staffing to comply with AML regulations, especially after the wave of sanctions following Russia’s invasion of Ukraine.
By NB
Aug 3, 2023