Congress completes first acquisition since CI Financial sold its stake to Audax, two Indiana firms merge to create $750 million AUM Wellington Wealth, a 10-person team leaves Ameriprise for OneSeven and NewEdge Wealth adds to Bay Area office.

  By NB  Sep 30, 2023

Guideline's Jeff Rosenberger advocates for plan sponsors to adopt auto features.

  By NB  Sep 30, 2023

The firms, ranging from broker/dealers and dual registrants to affiliated investment advisors, include Interactive Brokers, Nuveen Securities and Baird, among others, and are similar to 2022 charges against Wall Street firms resulting in $1.1 billion in c

  By NB  Sep 30, 2023

Wealth Managers look for opportunities in an evolving risk environment.

  By NB  Sep 30, 2023