Finance News

United States SEC Shortens 13D Shareholding Ownership Filing Requirement from 10 Business Days to 5 Business Days & 13D Amendments to 2 Business Days

United States SEC Shortens 13D Shareholding Ownership Filing Requirement from 10 Business Days to 5 Business Days & 13D Amendments to 2 Business Days 12th October 2023 | Hong Kong The United States Securities & Exchange Commission (SEC) has s

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Small Stocks, Big Debt Problems

Debt and high rates are a key risk to navigate for small stocks.

logo.png  By NB  Oct 13, 2023

What Are Most Wealth Management Firms Missing?

There is no playbook on how to find a successor with the right chemistry, availability and skills.

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Concurrent Adds Largest Team in Firm History

Lumature Wealth Partners, with $700 million in client assets, has left Raymond James to go independent with the newly restructured Concurrent.

logo.png  By NB  Oct 13, 2023