Finance News
UBS & Sumitomo Mitsui Trust Joint Venture in Japan UBS SuMi Trust Wealth Management to Integrate Credit Suisse Securities Japan, UBS Securities Japan
UBS & Sumitomo Mitsui Trust Joint Venture in Japan UBS SuMi Trust Wealth Management to Integrate Credit Suisse Securities Japan, UBS Securities Japan with 51% Stake & Sumitomo Mitsui Trust with 49% Stake, Clients Require Minimum of $2 Million afte
By NB
Apr 10, 2024
A Roundup of March's ETF Launches
Around four dozen new ETFs launched in March. The majority are equities-based with a handful based off bonds or other asset types.
By NB
Apr 10, 2024
Ron Carson Steps Down as Carson Group CEO
Managing Partner and Chief Strategy Officer Burt White will take over for Carson as chief executive of the $35.5 billion AUM RIA.
By NB
Apr 10, 2024
Texas Firm, Suspended Rep Are FINRA’s Latest Reg BI Targets
The brokerage regulator settled two cases related to the SEC’s rule this week; one securities attorney believes FINRA has now established itself as the “primary regulator” of the rule.
By NB
Apr 10, 2024