Finance News
United States SEC Fines Royal Bank of Canada $6 Million for Failure to Accurately Account for Internally Developed Software Project Costs But Applied
United States SEC Fines Royal Bank of Canada $6 Million for Failure to Accurately Account for Internally Developed Software Project Costs But Applied an Accounting Rate without Sufficient Basis, Could Not Adequately Differentiate Between Capitalizable
By NB
Nov 5, 2023
Top Firms Are Focusing on Prospect-to-Client Close Ratios
Low close ratios are almost always the result of a lack of training.
By NB
Nov 5, 2023
Rockefeller Snags $500M Team From Merrill’s Private Bank
Advisor Robert Moon, who managed $500 million at Merrill Lynch’s Private Banking and Investment Group, joins Rockefeller's Global Family Office.
By NB
Nov 5, 2023
The Rise of the “Indeployee” Model in Financial Advice
This is a pivotal moment in this ever-changing landscape, requiring advisors to weigh the benefits against the drawbacks and make informed decisions about their future path.
By NB
Nov 5, 2023