Finance News
Former Goldman Advisors Trash “Frantic” United Capital Sale In Lawsuit
Nine former advisors are suing United Capital over its attempts to move arbitration proceedings from FINRA to another venue, accusing the firm of “pure gamesmanship” and “forum shopping.”
By NB
Apr 11, 2024
RIA Founder and Namesake Sued for Stealing Clients, Trade Secrets
After leaving Linscomb & Williams last year to launch an independent RIA that cuts clients in on profits, Harold Williams and his brother are being sued by the bank that bought their firm in 2012.
By NB
Apr 11, 2024
LPL Snags Another Ameriprise Team
Strategic Insights Financial Planning Group, a $500 million Texas team, is the second to join from Ameriprise this week.
By NB
Apr 11, 2024
Three Months In, Spot Bitcoin ETFs Are a Home Run
Bitcoin use case adoption will determine its long-term trajectory.
By NB
Apr 11, 2024