Finance News
Cetera Consolidates Two RIAs
Cetera Investment Advisers will become the primary RIA for “legacy Cetera communities.”
By NB
Apr 11, 2024
F.L.Putnam to Buy Darwin Trust Company
The $6 billion RIA brings trust service in-house.
By NB
Apr 11, 2024
Former Goldman Advisors Trash “Frantic” United Capital Sale In Lawsuit
Nine former advisors are suing United Capital over its attempts to move arbitration proceedings from FINRA to another venue, accusing the firm of “pure gamesmanship” and “forum shopping.”
By NB
Apr 11, 2024
RIA Founder and Namesake Sued for Stealing Clients, Trade Secrets
After leaving Linscomb & Williams last year to launch an independent RIA that cuts clients in on profits, Harold Williams and his brother are being sued by the bank that bought their firm in 2012.
By NB
Apr 11, 2024