Firms ranging from Morgan Stanley and Raymond James to LPL Financial and Cetera Financial Group decried state regulators’ proposals, but non-profit law clinics representing small investors said NASAA was on the right track.

  By NB  Dec 9, 2023

Migrating to modern cloud-based services is helping CIO Laura Hubbell not only serve clients better but scale the business at $7.4 billion AUM SignatureFD.

  By NB  Dec 9, 2023

This is the held-away asset management platform's second capital raise since pivoting and changing its name from FeeX in February 2022.

  By NB  Dec 9, 2023

Hong Kong Mandatory Provident Fund Total AUM at $139 Billion in September 2023, Equity Funds & Mixed Assets Funds Accounted for 80% of $139 Billion, Annualized Return of Equity Funds +3.6% & Mixed Assets Funds +3.5% 7th Dec 2023 | Hong Kong T

  By NB  Dec 8, 2023