Apex has filed a registration statement today with the SEC for an initial public offering. It's the firm's second attempt after a SPAC deal fizzled out a year ago.

  By NB  Dec 13, 2023

Mariner Wealth Advisors' claims follow Edelman Financial Engines' lawsuit filed last month accusing Mariner of recruiting Edelman advisors, and helping them break non-solicitation agreements.

  By NB  Dec 13, 2023

Alts firms that have historically catered to big investors and institutions, like KKR, Blackstone, Apollo and Ares, are all pursuing individual investors with new products, reports Forbes. The Wall Street Journal examined the tricky math involved in valui

  By NB  Dec 13, 2023

But the wirehouse has increased expense allowances for all advisors and reduced incentives for mortgage referrals.

  By NB  Dec 13, 2023