As alternative investment options move beyond interval funds and ETFs in the coming year, advisors will need to grapple with whether to use them.

  By NB  Dec 23, 2023

Industry experts cited the DOL’s fiduciary rule, further guidance on the SEC’s marketing rule and potential movement on unpaid FINRA arbitration awards as possible developments in 2024.

  By NB  Dec 23, 2023

Advisor Growth Strategies expects new players to enter the RIA M&A market in 2024, as valuations diverge and deals become larger and more creative.

  By NB  Dec 23, 2023

Industry experts point to continued proliferation of AI, tech stack integration, software supporting new fee models and advisors using an increasingly diverse array of applications to offer additional services as storylines to look out for in the coming y

  By NB  Dec 23, 2023