Finance News

DOL Critics, Supporters Sound Off on Final Fiduciary Rule

Advocates say RIAs have little to worry about, yet one opponent accused the DOL of waging an “ideological crusade” and said he’d recommend litigation to his board.

logo.png  By NB  Apr 25, 2024

Lawsuit: Ex-CMO Charges Carson Group With Turning Blind Eye to Sexual Assault

Mary Kate Gulick claimed to be psychologically 'broken like a twig' from Carson’s lack of response to allegations an employee sexually assaulted a conference attendee, according to a lawsuit filed in Nebraska federal court.

logo.png  By NB  Apr 24, 2024

RIA Edge Podcast: Brandon Kawal on 'Life After the Gold Rush' in the 2024 Deal Room Report

Brandon Kawal reflects on the RIA M&A shift from gold rush mentality to an institutional arms race.

logo.png  By NB  Apr 24, 2024

Goldman Ditches Robo-Investing for Masses in Sale to Betterment

The bank has struck an agreement to transfer clients and their assets from the unit known as Marcus Invest to Betterment, a $45 billion digital investment-advisory firm.

logo.png  By NB  Apr 24, 2024

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