Finance News

DOL Fiduciary Rule in Final Stretch as AARP, Insured Retirement Institute Set White House Meetings

Supporters and critics of the proposed rule are setting up discussions with the Office of Management and Budget, one of the last steps before the final rule will be revealed.

logo.png  By NB  Mar 21, 2024

YCharts: Clients Ditched Advisors at Alarming Rates in 2023

More than half of the advisory clients in a February survey reported leaving their advisor in 2023, while another 9% thought about it.

logo.png  By NB  Mar 21, 2024

Backed by $8.5M in Seed Funding, a Startup Aims to Popularize Exchange Funds

The tactic can help investors with concentrated positions, but historically, it has only been available to HNW investors.

logo.png  By NB  Mar 20, 2024

Caprock Makes First Acquisition, Buys $2.2B Chicago Firm

Caprock’s acquisition of Grey Street Capital brings the UHNW multifamily office to more than $11 billion AUA.

logo.png  By NB  Mar 20, 2024