Finance News
RIA Roundup: Painter, Smith & Amberg Joins Prospera with $650M
No less than three new RIAs debuted this week, while Prospera and four other firms announced deals, three made key appointments and one updated its name.
By NB
Feb 17, 2024
TIAA-CREF Settles SEC Charges Over Reg BI Violations for $2.2M
TIAA IRA customers paid more than $900,000 in combined expenses that could have been avoided by investing through a “brokerage window” with lower-cost share classes, according to the regulator.
By NB
Feb 17, 2024
Snowden Lane Team Leaves to Launch Florida RIA
A pair of advisors from Snowden Lane have broken away to create Coral Reef Advisors, a registered investment advisory in Florida’s Ponte Vedra Beach.
By NB
Feb 17, 2024
UK Billionaire Richard Branson Virgin Money Buyout abrdn 50% Stake & Take Full Ownership of Joint Venture Virgin Money Investments with $4.6 Billion A
UK Billionaire Richard Branson Virgin Money Buyout abrdn 50% Stake & Take Full Ownership of Joint Venture Virgin Money Investments with $4.6 Billion AUM & 150,000 Clients for $25 Million, Virgin Money Investments Provides Digital Platform & In
By NB
Feb 16, 2024