Finance News
Former Northwestern Mutual Advisor Launches Indie RIA
David Eisenhauer and his team managed $450 million in assets for around 150 clients on the broker/dealer platform.
By NB
Feb 17, 2024
VanEck to Pay $1.75M to Settle SEC Charges Related to ETF Promoted by Dave Portnoy
The SEC claims VanEck failed to disclose the involvement of a social media influencer in promoting the BUZZ ETF.
By NB
Feb 17, 2024
Vista Equity Hires KKR’s Parant to Further Private Wealth Push
The move comes as individual investors hold about 50% of global assets under management—a figure that’s expected to rise to almost 70% by 2023,
By NB
Feb 17, 2024
Goldman Boosts CEO Solomon’s Pay 24% After Firm’s Profit Slumps 24%
The package for 62-year-old David Solomon includes a $2 million base salary and $29 million in variable compensation, with $20.3 million of that in the form of restricted stock units.
By NB
Feb 17, 2024